Investment Firms
| Firm | Location | AUM | Advisors | Status |
|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CRD# 7691 |
NEW YORK, NY | $1,122.7B | 4,020 | Active |
| CAPFINANCIAL PARTNERS, LLC CRD# 175112 |
RALEIGH, NC | $845.8B | 28 | Active |
| EDWARD D. JONES & CO., L.P. CRD# 250 |
ST. LOUIS, MO | $482.4B | 1,940 | Active |
| MORGAN STANLEY SMITH BARNEY LLC CRD# 149777 |
PURCHASE, NY | $453.6B | 3,957 | Active |
| UBS FINANCIAL SERVICES INC. CRD# 8174 |
WEEHAWKEN, NJ | $452.1B | 833 | Active |
| AMERIPRISE FINANCIAL SERVICES, LLC CRD# 6363 |
MINNEAPOLIS, MN | $269.7B | 829 | Active |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC CRD# 149018 |
SAINT PETERSBURG, FL | $218.3B | 7 | Active |
| CAMBRIDGE ASSOCIATES, LLC CRD# 104942 |
BOSTON, MA | $212.4B | 0 | Active |
| SAGEVIEW ADVISORY GROUP, LLC CRD# 126777 |
NEWPORT BEACH, CA | $201.3B | 1 | Active |
| VANGUARD ADVISERS, INC. CRD# 106715 |
MALVERN, PA | $192.7B | 0 | Active |
| WELLS FARGO CLEARING SERVICES, LLC CRD# 19616 |
ST. LOUIS, MO | $180.7B | 1,064 | Active |
| GALLAGHER FIDUCIARY ADVISORS, LLC CRD# 146509 |
ROLLING MEADOWS, IL | $168.1B | 0 | Active |
| BLACKROCK INVESTMENT MANAGEMENT, LLC CRD# 108928 |
PRINCETON, NJ | $132.3B | 0 | Active |
| RAYMOND JAMES & ASSOCIATES, INC. CRD# 705 |
ST. PETERSBURG, FL | $122.3B | 622 | Active |
| GC ADVISORS LLC CRD# 148687 |
CHICAGO, IL | $108.9B | 0 | Active |
| GLOBAL RETIREMENT PARTNERS LLC CRD# 172011 |
SAN RAFAEL, CA | $104.9B | 7 | Active |
| BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC CRD# 312792 |
NEW YORK, NY | $92.0B | 0 | Active |
| ONEDIGITAL INVESTMENT ADVISORS LLC CRD# 106766 |
OVERLAND PARK, KS | $92.0B | 8 | Active |
| ROBERT W. BAIRD & CO. INCORPORATED CRD# 8158 |
MILWAUKEE, WI | $91.8B | 450 | Active |
| WEALTHSPIRE RETIREMENT, LLC CRD# 121254 |
ALISO VIEJO, CA | $89.1B | 5 | Active |
| WELLINGTON MANAGEMENT COMPANY LLP CRD# 106595 |
BOSTON, MA | $89.0B | 0 | Active |
| APG ASSET MANAGEMENT US, INC CRD# 160795 |
NEW YORK, NY | $83.1B | 0 | Active |
| RBC CAPITAL MARKETS, LLC CRD# 31194 |
NEW YORK, NY | $75.1B | 392 | Active |
| CARLYLE INVESTMENT MANAGEMENT L.L.C. CRD# 111128 |
WASHINGTON, DC | $74.4B | 0 | Active |
| OSAIC WEALTH, INC. CRD# 23131 |
SCOTTSDALE, AZ | $68.1B | 581 | Active |
| ALM FIRST FINANCIAL ADVISORS LLC CRD# 108561 |
DALLAS, TX | $67.1B | 0 | Active |
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. CRD# 107738 |
NEW YORK, NY | $66.9B | 0 | Active |
| FIRST TRUST ADVISORS LP CRD# 107027 |
WHEATON, IL | $66.4B | 0 | Active |
| IFM INVESTORS PTY LTD CRD# 162754 |
Location not disclosed | $65.2B | 0 | Active |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED CRD# 793 |
ST LOUIS, MO | $63.5B | 305 | Active |