Active
SEC Registered
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD# 7691
SEC# 801-14235 ONE BRYANT PARK, NEW YORK, NY, 10036
Key Takeaway
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is an active investment firm with 4,020 registered advisors, managing $1,122.7B in assets, headquartered in NEW YORK, NY.
Firm Details
| Total AUM | $1,122.7B |
| Number of Accounts | 16,803 |
| Number of Advisors | 4,020 |
| Organization Type | Other |
| Phone | 800-637-7455 |
| Website | HTTP |
| Disclosure Count | 0 (513 advisors with disclosures) |
Advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
| Name | CRD | Status | AUM | Disclosures |
|---|---|---|---|---|
| Zachary Victor Zeman | 6544863 | Active | Not disclosed | 1 |
| Irana Y Dehaven | 6699474 | Active | Not disclosed | 1 |
| Cheng Joey Yang | 5933181 | Active | Not disclosed | 1 |
| William Tate Yawn | 2614462 | Active | Not disclosed | 1 |
| Jennifer S Yoon | 3076614 | Active | Not disclosed | 1 |
| Brigita Z Rumpeters | 2060889 | Active | Not disclosed | 1 |
| Nadine Z Faulis | 1977686 | Active | Not disclosed | 1 |
| Joseph Z Barnett | 4239823 | Active | Not disclosed | 1 |
| Ying Zhu | 5286532 | Active | Not disclosed | 1 |
| George W Seals | 4288286 | Active | Not disclosed | 1 |
| Stanley W Smith | 1388300 | Active | Not disclosed | 1 |
| Robert W Loring | 818866 | Active | Not disclosed | 1 |
| Brian W Sharp | 5567923 | Active | Not disclosed | 1 |
| Kirk W Thrush | 1164046 | Active | Not disclosed | 1 |
| Jena W Ponder | 1588523 | Active | Not disclosed | 1 |
| Albert W Kobular | 1241192 | Active | Not disclosed | 1 |
| Sheridan W Tanner | 6122356 | Active | Not disclosed | 1 |
| Donald W David | 2465874 | Active | Not disclosed | 1 |
| James W Fuller | 1604257 | Active | Not disclosed | 1 |
| Sean W Summers | 5078257 | Active | Not disclosed | 1 |
| Robert W Garbade | 5244400 | Active | Not disclosed | 1 |
| Jeffrey W Dawkins | 5031138 | Active | Not disclosed | 1 |
| Terry W Collier | 1596427 | Active | Not disclosed | 1 |
| Anthony W Luppino | 1343599 | Active | Not disclosed | 1 |
| Xachary D Lightner | 7485006 | Active | Not disclosed | 1 |
| Sergio Xavier Galindo | 2688993 | Active | Not disclosed | 1 |
| Clarence Xavier Young | 5221375 | Active | Not disclosed | 1 |
| David Y Kim | 4976347 | Active | Not disclosed | 1 |
| Chris Y Statz | 4737844 | Active | Not disclosed | 1 |
| Omar Vang | 7500085 | Active | Not disclosed | 1 |
Related Firms
MORGAN STANLEY SMITH BARNEY LLC
PURCHASE, NY
$453.6B · 3,957 advisors
BAM CREDIT AND INSURANCE SOLUTIONS ADVIS...
NEW YORK, NY
$92.0B · 0 advisors
APG ASSET MANAGEMENT US, INC
NEW YORK, NY
$83.1B · 0 advisors
RBC CAPITAL MARKETS, LLC
NEW YORK, NY
$75.1B · 392 advisors
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
NEW YORK, NY
$66.9B · 0 advisors
J.P. MORGAN SECURITIES LLC
NEW YORK, NY
$63.3B · 2,802 advisors
Frequently Asked Questions
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is listed as active in the SEC IAPD database with CRD number 7691. They are registered with the SEC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED has 4,020 registered investment advisor(s) listed in our database.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED manages $1,122.7B in total assets under management.