Active
SEC Registered
AMERIPRISE FINANCIAL SERVICES, LLC
CRD# 6363
SEC# 801-28543 901 3RD AVENUE SOUTH, MINNEAPOLIS, MN, 55402
Key Takeaway
AMERIPRISE FINANCIAL SERVICES, LLC is an active investment firm with 829 registered advisors, managing $269.7B in assets, headquartered in MINNEAPOLIS, MN.
Firm Details
| Total AUM | $269.7B |
| Number of Accounts | 130,604 |
| Number of Advisors | 829 |
| Organization Type | Other |
| Phone | 612-671-3131 |
| Website | twitter.com |
| Disclosure Count | 0 (118 advisors with disclosures) |
Advisors at AMERIPRISE FINANCIAL SERVICES, LLC
| Name | CRD | Status | AUM | Disclosures |
|---|---|---|---|---|
| Wan Ping Wendy Yu | 2271407 | Active | Not disclosed | 1 |
| Kob Yan | 4019037 | Active | Not disclosed | 1 |
| Michael Wai Kong Yee | 1242719 | Active | Not disclosed | 1 |
| Thomas Jang Young Yoon | 1877658 | Active | Not disclosed | 1 |
| Ashley Z Gagner | 5559543 | Active | Not disclosed | 1 |
| Kevin W Taylor | 1783290 | Active | Not disclosed | 1 |
| Charles W Schaaf | 6524912 | Active | Not disclosed | 1 |
| Christopher W Cox | 5802626 | Active | Not disclosed | 1 |
| Joseph W Branca | 5019632 | Active | Not disclosed | 1 |
| Xavier Adriel Allen | 5263085 | Active | Not disclosed | 1 |
| W Seth Hamilton | 4378729 | Active | Not disclosed | 1 |
| Jeffrey W Wheeler | 1059254 | Active | Not disclosed | 1 |
| Jay W Gazzier | 3238866 | Active | Not disclosed | 1 |
| Kevin W O'keefe | 1350879 | Active | Not disclosed | 1 |
| James Paul Urbonas | 2728393 | Active | Not disclosed | 1 |
| Alexander Umansky | 3005872 | Active | Not disclosed | 1 |
| Laurie Ann Ufnowski | 1548386 | Active | Not disclosed | 1 |
| Connie V Russell | 1328147 | Active | Not disclosed | 1 |
| Hung The Vu | 2057298 | Active | Not disclosed | 1 |
| John T Kelly | 5959098 | Active | Not disclosed | 1 |
| Thomas William Uhl | 1146174 | Active | Not disclosed | 1 |
| Darrel William Upson | 4597388 | Active | Not disclosed | 1 |
| Brian R Hansen | 5300819 | Active | Not disclosed | 1 |
| Guru R Sowle | 7234667 | Active | Not disclosed | 1 |
| Walter S Schram | 1728096 | Active | Not disclosed | 1 |
| Shivam S Mittal | 6782339 | Active | Not disclosed | 1 |
| Joseph S Soranno | 3181621 | Active | Not disclosed | 1 |
| Bruce Hefner Quick | 1574427 | Active | Not disclosed | 1 |
| Michael Joseph Quinn | 1134161 | Active | Not disclosed | 1 |
| Michael Raymond Quinn | 2846373 | Active | Not disclosed | 1 |
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Frequently Asked Questions
AMERIPRISE FINANCIAL SERVICES, LLC is listed as active in the SEC IAPD database with CRD number 6363. They are registered with the SEC.
AMERIPRISE FINANCIAL SERVICES, LLC has 829 registered investment advisor(s) listed in our database.
AMERIPRISE FINANCIAL SERVICES, LLC manages $269.7B in total assets under management.