Investment Advisors in Rhode Island

429 advisors · 47 firms

Cities in Rhode Island

Smithfield (264) Providence (64) Lincoln (26) Warwick (16) Johnston (13) Cranston (9) Newport (7) Coventry (4) Bristol (3) North Kingstown (3) East Greenwich (3)

Top Firms in Rhode Island

Firm	AUM	Advisors
CITIZENS SECURITIES, INC.	$9.2B	78
FINANCIAL INDEPENDENCE, LLC	$288.1M	0
FIRST FINANCIAL ADVISORY SERVICES INC	$250.0M	0
D & P INVESTMENT ADVISORS, LTD.	$173.8M	0
BOUNTIFUL INVESTMENT MANAGEMENT LLC	$131.3M	0
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.	$67.7M	0
BARRETT & COMPANY, INC.	$54.1M	0
CANTON HATHAWAY LLC	$45.0M	0
NEWMAN DIGNAN & SHEERAR, INC	$22.9M	0
WEALTH MANAGEMENT RESOURCES, INC.	$20.9M	0

Advisors in Rhode Island

Xiaobing Li

CRD# 7127566

Smithfield, RI

1 disclosure(s)

Xavier E. Diaz

CRD# 7949786

Smithfield, RI

1 disclosure(s)

John W Farmer

CRD# 3069582

LPL FINANCIAL LLC

Warwick, RI

1 disclosure(s)

Aaron Vest

CRD# 7133833

Smithfield, RI

1 disclosure(s)

Veronica Vera

CRD# 6977231

Smithfield, RI

1 disclosure(s)

Antonio V Negovetti

CRD# 7614560

Smithfield, RI

1 disclosure(s)

Nicholas R Watne

CRD# 3135342

CITIZENS SECURITIES, INC.

Johnston, RI

1 disclosure(s)

Robert R Fournier

CRD# 2085320

MERRILL LYNCH, PIERCE, FENNER & SMITH IN...

Providence, RI

1 disclosure(s)

James E Joly

CRD# 2193463

PARK AVENUE SECURITIES LLC

Cranston, RI

1 disclosure(s)

George F Kilborn

CRD# 1477767

WORLD INVESTMENT ADVISORS, LLC

Providence, RI

1 disclosure(s)

Donald F Peterson

CRD# 1929829

Johnston, RI

1 disclosure(s)

Luis G Obando

CRD# 6191167

PARK AVENUE SECURITIES LLC

Riverside, RI

1 disclosure(s)

John H Chapel

CRD# 857747

Charlestown, RI

1 disclosure(s)

David H Weinberg

CRD# 2801555

PARK AVENUE SECURITIES LLC

Cranston, RI

1 disclosure(s)

Anna I Kayeva

CRD# 7046951

Smithfield, RI

1 disclosure(s)

Denise I Kowalewski

CRD# 2960568

UBS FINANCIAL SERVICES INC.

Providence, RI

1 disclosure(s)

Joshua I Gorra

CRD# 5107840

ONEAMERICA SECURITIES, INC.

Providence, RI

1 disclosure(s)

James J Tavares

CRD# 5181280

Providence, RI

1 disclosure(s)

Kenneth J Michin

CRD# 6046565

MERRILL LYNCH, PIERCE, FENNER & SMITH IN...

Lincoln, RI

1 disclosure(s)

Jason J Wagoner

CRD# 2449885

Smithfield, RI

1 disclosure(s)

Walter J Nencka

CRD# 5799265

OSAIC WEALTH, INC.

Warwick, RI

1 disclosure(s)

Thomas J Sheehan

CRD# 2937349

UBS FINANCIAL SERVICES INC.

Providence, RI

1 disclosure(s)

Mark J O'connor

CRD# 5674717

Smithfield, RI

1 disclosure(s)

Michael K Mathews

CRD# 4982695

CITIZENS SECURITIES, INC.

Coventry, RI

1 disclosure(s)

Royah K Sultan

CRD# 7207741

Warwick, RI

1 disclosure(s)

Alexis K Searles

CRD# 7315449

Smithfield, RI

1 disclosure(s)

Nelson L Hawkins

CRD# 1033807

WELLS FARGO CLEARING SERVICES, LLC

Providence, RI

1 disclosure(s)

Evan L Purkiss

CRD# 2549555

Smithfield, RI

1 disclosure(s)

Mark N Reitman

CRD# 2960459

MORGAN STANLEY SMITH BARNEY LLC

Newport, RI

1 disclosure(s)

Aaron Osei

CRD# 7179804

MORGAN STANLEY SMITH BARNEY LLC

Providence, RI

1 disclosure(s)